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Complaints Assistance Contact Details of Division Chiefs SEBI offices Jurisdiction of offices Contact Persons Telephone Numbers and Email ids SEBI Head Office SEBI Bhavan Plot No

Complaints Assistance Contact Details of Division Chiefs SEBI offices Jurisdiction of offices Contact Persons Telephone Numbers and Email ids SEBI Head Office SEBI Bhavan Plot No

  • lindy-dunigan
  • 4 Slides

C4AG Block Bandra Kurla Complex BandraEast Mumbai ...

RESS ELEASE SEBI approves new name for MCX SX Metropolitan Stock Exchange of India Ltd mSXI Mumbai September MCX Stock Exchange MCX SX has received approval from Capital Market Regulator SEBI vid

RESS ELEASE SEBI approves new name for MCX SX Metropolitan Stock Exchange of India Ltd mSXI Mumbai September MCX Stock Exchange MCX SX has received approval from Capital Market Regulator SEBI vid

  • olivia-moreira
  • 1 Slides

The name change is a part of the turnaround strat...

RATING WITHDRAWAL Credit rating agencies CRAs are regulated by Securities and Exchange Board of India SEBI Under SEBI Credit Rating Agencies Regulations and March circular from SEBI a Credit Rati

RATING WITHDRAWAL Credit rating agencies CRAs are regulated by Securities and Exchange Board of India SEBI Under SEBI Credit Rating Agencies Regulations and March circular from SEBI a Credit Rati

  • pamella-moone
  • 2 Slides

Additional Grou nds for Withdrawal of Credit Rati...

RATING WITHDRAWAL Credit rating agencies CRAs are regulated by Securities and Exchange Board of India SEBI Under SEBI Credit Rating Agencies Regulations and March circular from SEBI a Credit Rati

RATING WITHDRAWAL Credit rating agencies CRAs are regulated by Securities and Exchange Board of India SEBI Under SEBI Credit Rating Agencies Regulations and March circular from SEBI a Credit Rati

  • test
  • 2 Slides

Additional Grou nds for Withdrawal of Credit Rati...

Complaints Assistance Contact Details of Division Chiefs SEBI offices Jurisdiction of offices Contact Persons Telephone Numbers and Email ids SEBI Head Office SEBI Bhavan Plot No

Complaints Assistance Contact Details of Division Chiefs SEBI offices Jurisdiction of offices Contact Persons Telephone Numbers and Email ids SEBI Head Office SEBI Bhavan Plot No

  • kittie-lecroy
  • 4 Slides

C4AG Block Bandra Kurla Complex BandraEast Mumbai ...

May Subject to copyright of Corporate Professionals Advisors Advocates Page of Venture Capital Fund Angel Fund Under SEBI Alternate Investment Fund Regulations Explained As per SEBI Alternative I

May Subject to copyright of Corporate Professionals Advisors Advocates Page of Venture Capital Fund Angel Fund Under SEBI Alternate Investment Fund Regulations Explained As per SEBI Alternative I

  • pamella-moone
  • 7 Slides

Under Category there are further classification ...

Page of CIRCULAR CIRCFDDIL August To All Recognized Stock Exchanges Dear SirMadam Sub Monitoring of Compliance by Stock Exchanges SEBI vide Circular No

Page of CIRCULAR CIRCFDDIL August To All Recognized Stock Exchanges Dear SirMadam Sub Monitoring of Compliance by Stock Exchanges SEBI vide Circular No

  • faustina-dinatale
  • 2 Slides

CIR MRD DSA 31 2013 dated September 30 2013 and...

b Securities and Exchange Board of India Page of CIRCULAR CIRMIRSD August To ALL SEBI REGISTERED INTERMEDIARIES Dear Sir Madam Sub Information regarding Grievance Redressal Mechanism

b Securities and Exchange Board of India Page of CIRCULAR CIRMIRSD August To ALL SEBI REGISTERED INTERMEDIARIES Dear Sir Madam Sub Information regarding Grievance Redressal Mechanism

  • calandra-battersby
  • 3 Slides

SEBI has been taking various measures to create a...

Detailed Public Statement DPS for the Shareholders of AMBITIOUS PLASTOMAC COMPANY LIMITED In terms of Regulation of SEBI Substantial Acquisition of Shares and Takeovers Regulations hereinafter refe

Detailed Public Statement DPS for the Shareholders of AMBITIOUS PLASTOMAC COMPANY LIMITED In terms of Regulation of SEBI Substantial Acquisition of Shares and Takeovers Regulations hereinafter refe

  • sherrill-nordquist
  • 7 Slides

175 per fully paid up equity shares from the Shar...

classification of Promoters as Regulation za and zb of SEBI Issue of Capital and Disclosure Requirements define promoter and promot er group as under za ii iii Re classification of Promoters as Publ

classification of Promoters as Regulation za and zb of SEBI Issue of Capital and Disclosure Requirements define promoter and promot er group as under za ii iii Re classification of Promoters as Publ

  • giovanna-bartolotta
  • 8 Slides

As per ICDR Regulations promoter also includes pe...

POLICY AND PROCEDURES Sharekhan as a SEBI registered i

POLICY AND PROCEDURES Sharekhan as a SEBI registered i

  • cheryl-pisano
  • 4 Slides

The following policies have been mandated by SEBI...

CHAIRMAN AND MEMBERS OF THE SEBI BOARD Shri G

CHAIRMAN AND MEMBERS OF THE SEBI BOARD Shri G

  • kittie-lecroy
  • 19 Slides

N BAJPAI Chairman Shri Vinod Dhall Secretary Depa...

th February PRESS RELEASE LIMITS ON MAXIMUM NUMBER O

th February PRESS RELEASE LIMITS ON MAXIMUM NUMBER O

  • trish-goza
  • 2 Slides

COM SEBI has recently announced new Corporate Gove...

Format for disclosures under Regulation of SEBI Subst

Format for disclosures under Regulation of SEBI Subst

  • karlyn-bohler
  • 2 Slides

rttotal sharevoting capital wherever applicable w...

Format for Disclosures under Regulation of SEBI Subst

Format for Disclosures under Regulation of SEBI Subst

  • danika-pritchard
  • 3 Slides

rt total sharevoting capital wherever applicable ...

Easi Easiest asi lectronic ccess to ecurities nforma

Easi Easiest asi lectronic ccess to ecurities nforma

  • min-jolicoeur
  • 7 Slides

cdslindiacom CDSLs internet based facility asi est...

NITED TATES ECURITIES AND XCHANGE OMMISSION FFICE OF O

NITED TATES ECURITIES AND XCHANGE OMMISSION FFICE OF O

  • lois-ondreau
  • 5 Slides

We are sending you this letter to provide you wit...

CIRCULAR CIRMRDDSA April The Managing Director All r

CIRCULAR CIRMRDDSA April The Managing Director All r

  • trish-goza
  • 3 Slides

1 SEBI vide circular dated May 30 2012 Exit Circu...

Grievance Redressal Mechanism at SEBI

Grievance Redressal Mechanism at SEBI

  • lois-ondreau
  • 8 Slides

Investor About SEBI S ecurities and E xchange B...

Email Address

Email Address

  • tatyana-admore
  • 27 Slides

Sl.No Name 1A APPALACHARIappalacharia@sebi.gov.in2...

HE OMMITTEE OF UROPEAN ECURITIES EGULATORS11-13 avenue de Friedland -

HE OMMITTEE OF UROPEAN ECURITIES EGULATORS11-13 avenue de Friedland -

  • giovanna-bartolotta
  • 20 Slides

Ref: CESR/07-316 CESR Level 3 Recommendations...

OMMITTEE OF UROPEAN ECURITIES EGULATORS11-13 avenue de Friedland - 750

OMMITTEE OF UROPEAN ECURITIES EGULATORS11-13 avenue de Friedland - 750

  • natalia-silvester
  • 20 Slides

Ref: CESR/07-228b Inducements under MiFID ...

OMMITTEE OF UROPEAN ECURITIES EGULATORS11-13 avenue de Friedland - 750

OMMITTEE OF UROPEAN ECURITIES EGULATORS11-13 avenue de Friedland - 750

  • trish-goza
  • 20 Slides

Ref: CESR/06-687 Inducements under MiFID ...

Order in the matter of M/s Maitreya Plotters and Structures Private Li

Order in the matter of M/s Maitreya Plotters and Structures Private Li

  • pasty-toler
  • 1 Slides

PR No. 112/2014 Shri Prashant Saran, Whole Time Me...

CHAPTER VII PREFERENTIAL ISSUE Chapter VII not to apply in certain cas

CHAPTER VII PREFERENTIAL ISSUE Chapter VII not to apply in certain cas

  • briana-ranney
  • 5 Slides

Substituted by SEBI (Issue of Capital and Disclos...

Order in the matter of M/s Mass Infra Realty Limited

Order in the matter of M/s Mass Infra Realty Limited

  • lois-ondreau
  • 1 Slides

PR No. 153/2014 Shri S Raman, Whole Time Member, S...

Mergers and Acquisitions Under Companies Act, 2013 – SEBI

Mergers and Acquisitions Under Companies Act, 2013 – SEBI

  • phoebe-click
  • 18 Slides

Anubhav Roy, Assistant Legal Adviser,. SEBI. 1. C...

SEBI (Issue and Listing of Non-Convertible Redeemable Preference Share

SEBI (Issue and Listing of Non-Convertible Redeemable Preference Share

  • marina-yarberry
  • 1 Slides

PR No. 58/2013 notified SEBI (Issue and Listing of...

Order in the matter of M/s Skylark Land Developers and Infrastructure

Order in the matter of M/s Skylark Land Developers and Infrastructure

  • debby-jeon
  • 1 Slides

PR No. 169/2014 Mr. S. Raman, Whole Time Member, S...

Workshop on Investment Banking and Project Finance

Workshop on Investment Banking and Project Finance

  • ellena-manuel
  • 17 Slides

Private Equity. Strictly Private & Confidenti...

Exit order in respect of Ludhiana Stock Exchange Ltd

Exit order in respect of Ludhiana Stock Exchange Ltd

  • pasty-toler
  • 1 Slides

PR No. 185/2014 Whole Time Member, SEBI, has passe...

Comments on SEBI

Comments on SEBI

  • tatiana-dople
  • 11 Slides

Comments on SEBI

REPORT OF THE REVIEW COMMITTEE ON SEBI

REPORT OF THE REVIEW COMMITTEE ON SEBI

  • luanne-stotts
  • 23 Slides

(UNDERWRITERS) RULES AND REGULATIONS, 1993 UNDER ...

SEBI Crackdown On Entities Engaged in Unregistered Investment Advisory

SEBI Crackdown On Entities Engaged in Unregistered Investment Advisory

  • stefany-barnette
  • 2 Slides

PR No. 76/2013 Management Activities through Short...

SECURITIES AND EXCHANGE BOARD OF INDIA Mumbai, December 4, 1996 SECURI

SECURITIES AND EXCHANGE BOARD OF INDIA Mumbai, December 4, 1996 SECURI

  • test
  • 29 Slides

Substituted by the SEBI (Venture Capital Funds) (...

FORMAT FOR APPLICATION TO SEBI FOR OPENING OF WHOLLY

FORMAT FOR APPLICATION TO SEBI FOR OPENING OF WHOLLY

  • marina-yarberry
  • 3 Slides

OWNED SUBSIDIARIES OR ENTERING INTO JOINT VENTURES...

SEBI (Investment Advisers) Regulations, 2013

SEBI (Investment Advisers) Regulations, 2013

  • celsa-spraggs
  • 100 Slides

FAQs on 1 FREQUENTLY ASKED QUESTIONS (FAQs) SEBI ...

SECURITIES AND EXCHANGE BOARD OF INDIAAMENDMENTSTO SEBI (ALTERNATIVE I

SECURITIES AND EXCHANGE BOARD OF INDIAAMENDMENTSTO SEBI (ALTERNATIVE I

  • natalia-silvester
  • 100 Slides

3.Regulation ofAngel Investor poolsIn accordance w...

CONSULTATIVE PAPER ON GUIDELINES ON OVERSEAS INVESTMENTS AND OTHER ..

CONSULTATIVE PAPER ON GUIDELINES ON OVERSEAS INVESTMENTS AND OTHER ..

  • faustina-dinatale
  • 100 Slides

1 | Page ISSUES/CLARIFICATIONS FOR AIFs/VCFs 1 ....

Mutual fund

Mutual fund

  • lois-ondreau
  • 39 Slides

Definition. A trust that pools the savings of inv...

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