Search Results for 'Cftc Sec'

Cftc Sec published presentations and documents on DocSlides.

Inter Affiliate Clearing Exemption Instructions Rule CFTC Regulation

luanne-stotts
6 Slides

52 provides an exemption from clearing for swaps b...

December DIVISION OF SWAP DEALER AND INTERMEDIARY OVERSIGHT Page of CFTC Staff Advisory No

kittie-lecroy
11 Slides

14 153 Other Written Communication Division of Sw...

CFTC Advisory Committee Reviews

myesha-ticknor
2 Slides

Position Limits Proposal, Reopens Public Comments...

consistent with prior precedent). Under the Dodd Frank Act, the CFTC i

test
3 Slides

Cocoa, Coffee, Corn, Cotton No. 2, Feeder Cattle, ...

Commodity and Futures Trading Commission (CFTC), which is responsible

tatyana-admore
100 Slides

1 Chang et al. (1997) and Wang (2002) use such sp...

the futures industry association 201

marina-yarberry
100 Slides

3 ( Bunched Orders under CFTC Rule 1.73(a)(2)(v) :...

Document SPIF

celsa-spraggs
100 Slides

- CFTC (extrait du dictionnaire permanent et socia...

CFTC Eliminates CTA

alida-meadow
100 Slides

1 CLIENT MEMO RANDUM - PR Filing Requirement For ...

ABA Securities Midwest Regional Meeting and CLE Workshop

tawny-fly
12 Slides

October . 14, . 2016. Chicago, . IL. Moderator. :...

December 1, 2016

sherrill-nordquist
6 Slides

Washington Update: . Transition to a New Administ...

EMPOWERING&EDUCATING CONSUMERS

cheryl-pisano
0 Slides

6. th . African Dialogue Conference. Lilongwe, Ma...

Name Title [telephone] [email]@mayerbrown.com

cheryl-pisano
0 Slides

[Month Year]. The . CFTC's. Final Cross-Border G...

Excessive speculation in commodities:

lindy-dunigan
0 Slides

some Dodd-Frank remedies. Steve Suppan. Civil Soc...

Controlling the Future A look into governing the Futures Market

debby-jeon
0 Slides

Russ Deboodt. BA 543. May 18, 2011. Governing Fut...

Cool Tools for Power Rules: Modern Methods for Ensuring Compliance with Energy Regulations

celsa-spraggs
0 Slides

A Host of Regulators. 1. Wide Range of Issues to ...

Manipulation and Enforcement Issues: CFTC

luanne-stotts
0 Slides

AGA 8. th. Annual Energy Market Regulation Confe...

Cool Tools for Power Rules: Modern Methods for Ensuring Compliance with Energy Regulations

jane-oiler
0 Slides

A Host of Regulators. 1. Wide Range of Issues to ...

Governing Futures Vasawat

mitsue-stanley
0 Slides

. Mekaew. BA 543 section 1. Spring 2013. Agenda...

Clifford Histed, Chicago

tatiana-dople
0 Slides

Stavroula Lambrakopoulos, Washington, DC. Vince M...

Representing Parties in Federal and State Cryptocurrency Investigations

test
21 Slides

Representing Parties in Federal and State Cryptoc...

Getting Ready for Changes In the Regulation of Derivatives Under

messide
21 Slides

The Dodd- Frank Act . NEPOOL Meeting. Boston, MA...

Davis Polk Wardwell

winnie
4 Slides

2020LLPdavispolkcomCLIENT NEWSLETTERSECand CFTC En...

IntroductionOn February 11 2015 the Securities and Exchange Commission

melody
6 Slides

CLIENT MEMORANDUMSEC Issues Reporting Rules or Sec...

Via Email secretarycftcgov

alyssa
4 Slides

August 20r Christopher J KirkpatrickSecretaryPROP...

Client Frame Tracking Countermeasures (CFTC)

faith
16 Slides

Date:. 2023-07. July 2023. Phil Hawkes, Qualcomm....